This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

The Capital Market Reform Taskforce has proposed banning individuals from becoming company directors by acquiring shares through margin loans, citing risks to lenders' ability to recover principal and ...

Margin is money that is borrowed from a brokerage firm to buy stocks or investments. It is the difference between the total value of securities held in the investor's account and the loan amount ...

The green term sheet accompanies the provisions for green loans previously published at ... SLL Provisions are the use of proceeds and the margin. In the SLL Provisions, margin is explicitly ...