Merrill Lynch and Manager of Options Strategy Hit With $9.3 Million in Penalties
Merrill Lynch says it stopped steering clients toward Harvest Volatility Management’s options trading strategy and now urges investors to “unwind their positions” with the apparently defunct firm.
Merrill Lynch, Harvest Volatility Management to pay $9.3 million to settle SEC charges
The U.S. Securities and Exchange Commission said Wednesday Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. have agreed to pay a combined $9.3 million in penalties to resolve SEC charges.
Merrill Lynch, Harvest Volatility agree to pay $9.3M to resolve SEC charges
Merrill Lynch and Harvest Volatility Management have agreed to pay a combined $9.3M to settle SEC claims of exceeding client investment limits.
Merill Lynch, Harvest Volatility Management To Pay $9.3 Mln To SEC Over Investor Risk Violations
The Securities and Exchange Commission, Wednesday announced charges against Harvest Volatility Management LLC and Merrill Lynch,
Merrill Lynch and Harvest Volatility paying $9.3 million in fines for derivatives trades
The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.’s Merrill Lynch unit and derivatives specialist Harvest Volatility Management LLC agreed to pay a combined $9.3 million in penalties for allegedly exceeding clients’ designated investment limits on options trades.
SEC charges Merrill Lynch, Harvest Volatility Management for ignoring client investment limits
They will pay a combined $9.3 million after the Securities and Exchange Commission charged them for exceeding clients' investment limits over a two-year period.
Mike Lynch’s widow faces $250M lawsuit for ‘reputational damage’ over doomed Bayesian superyacht
A rogue lawyer for the builder behind the doomed Bayesian superyacht — on which tech entrepreneur Mike Lynch and six others ...
North Texas man linked to neo-Nazis accused of threatening to lynch, kill Nashville DA
A North Texas man who is a member of an antisemitic neo-Nazi group is accused of threatening to lynch and kill the district ...
7 Stars Who Found Fame Later In Life: Kathy Bates, Samuel L. Jackson, Jane Lynch and More
Not every Hollywood success story happens overnight — and not every A-lister became famous before their 25th birthday. Future ...
Royals' Daniel Lynch: Earns second win
Lynch (2-0) allowed two hits and a walk while striking out two over 2.2 scoreless innings to earn the win over the Nationals on Wednesday.
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Dustin Lynch and Jelly Roll reach No. 1 on Country Airplay with ‘Chevrolet’
Dustin Lynch has hit a career milestone with his tenth No. 1 on Billboard’s Country Airplay chart (dated Sept. 21) with the ...
When 'Twin Peaks' Parodied One of David Lynch's Favorite Hollywood Classics
When Twin Peaks returned to its original Thursday timeslot, David Lynch made a promo parodying The Wizard of Oz.
Merrill Lynch D.C. moves in with Bank of America on K Street
Merrill Lynch Wealth Management’s D.C. team has moved in with its parent, so to speak.
‘Harry Potter: Wizards of Baking’ Trailer: Bonnie Wright, Evanna Lynch and More Return for Max and Food Network’s Competition Series
Warner Bros. Discovery has released the first trailer for its new baking competition “Harry Potter: Wizards of Baking,” ...
Mike Lynch's sunken superyacht may contain safes with highly classified intelligence inside: reports
Heightened security has been requested around the wreck of Mike Lynch's sunken superyacht, the Bayesian, over fears there's ...